Data

ASIC - Banned and Disqualified Persons Dataset

data.gov.au
Australian Securities and Investments Commission (ASIC) (Owned by)
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ctx_ver=Z39.88-2004&rft_val_fmt=info%3Aofi%2Ffmt%3Akev%3Amtx%3Adc&rfr_id=info%3Asid%2FANDS&rft_id=http://data.gov.au/data/dataset/e08a07dc-e1e7-4ab9-95c0-a7930d2f6a39&rft.title=ASIC - Banned and Disqualified Persons Dataset&rft.identifier=asic-banned-disqualified-per&rft.publisher=data.gov.au&rft.description=Banned and Disqualified Persons - Help File - Help file as at 14/03/2025Banned and Disqualified Persons - Current - Banned and Disqualified Persons extract as at 29/04/2025 06:31Banned and Disqualified Persons - Current - Banned and Disqualified Persons extract as at 29/04/2025 06:31Banned and Disqualified Persons - Current - Banned and Disqualified Persons extract as at 29/04/2025 06:31###Update March 2025###\r\n\r\nFrom 25 March 2025, the dataset update frequency has change from monthly to weekly every Tuesday.\r\n\r\n###Update April 2022###\r\n\r\nWe have replaced the .xlsx file resources for all our datasets. This was required due to the API and web page search functionality no longer being supported for .xlsx files on the Data.Gov platform.\r\n\r\n***\r\n###Dataset summary###\r\n\r\nASIC is Australia’s corporate, markets and financial services regulator. ASIC contributes to Australia’s economic reputation and wellbeing by ensuring that Australia's financial markets are fair and transparent, and supported by confident and informed investors and consumers.\r\n\r\nThe Banned and Disqualified Persons Dataset file on data.gov.au is extracted from ASIC's Banned and Disqualified Registers. This dataset is a point in time snapshot of the Banned and Disqualified Persons Register data.\r\nThe dataset provides information on persons that are:\r\n\r\n* disqualified from involvement in the management of a corporation\r\n* disqualified from auditing Self-Managed Superannuation Funds (SMSFs) and\r\n* banned from practising in the Australian Financial Services (AFS) or credit industry.\r\n\r\nIt also provides information about persons that have been:\r\n\r\n* banned from the AFS or credit industry and\r\n* banned from the credit industry by a state or territory.\r\n\r\nInformation provided in this search is taken from the following registers:\r\n\r\n* disqualified persons register\r\n* credit banned/disqualified persons register\r\n* AFS banned/disqualified persons register\r\n* banned securities representatives register (pre-AFS licences)\r\n* banned futures representatives register (pre-AFS licences).\r\n\r\nSelected data from the registers will be uploaded each week to www.data.gov.au. The data made available will be a snapshot of the register at a point in time. Legislation prescribes the type of information ASIC is allowed to disclose to the public.\r\n\r\nThere may be multiple instances of identical or similar names in the dataset, with slight differences in address, place of birth, and other details. The data is recorded as it was reported to ASIC and we cannot confirm if these similar records are/are not the same person. \r\n\r\nThe information in the downloadable dataset includes:\r\n\r\n* Register name\r\n* Banned and Disqualified Persons Name\r\n* Banned and Disqualified Persons Type\r\n* Banned and Disqualified Persons Document Number\r\n* Banned and Disqualified Persons Start Date\r\n* Banned and Disqualified Persons End Date\r\n* Banned and Disqualified Persons Address Locality\r\n* Banned and Disqualified Persons Address State\r\n* Banned and Disqualified Persons Address Post Code\r\n* Banned and Disqualified Persons Address Country\r\n* Banned and Disqualified Persons Comments\r\n\r\nAdditional information about Banned and Disqualified Persons can be found via [ASIC's website](http://www.asic.gov.au/ ASIC website). To view some information you may be charged a fee. \r\n\r\nMore information about searching [ASIC's registers](http://www.asic.gov.au/online-services/search-asics-registers/ ASIC registers). &rft.creator=Australian Securities and Investments Commission (ASIC)&rft.date=2025&rft.coverage=Australia&rft_rights=Creative Commons Attribution 3.0 Australia http://creativecommons.org/licenses/by/3.0/au/&rft_subject=ASIC&rft_subject=Banned&rft_subject=Banned and Disqualified&rft_subject=Banned and Disqualified Persons&rft_subject=Disqualified&rft_subject=Persons&rft_subject=Register&rft.type=dataset&rft.language=English Access the data
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Licence & Rights:

Open Licence view details
CC-BY

Creative Commons Attribution 3.0 Australia
http://creativecommons.org/licenses/by/3.0/au/

Brief description

###Update March 2025###

From 25 March 2025, the dataset update frequency has change from monthly to weekly every Tuesday.

###Update April 2022###

We have replaced the .xlsx file resources for all our datasets. This was required due to the API and web page search functionality no longer being supported for .xlsx files on the Data.Gov platform.

***
###Dataset summary###

ASIC is Australia’s corporate, markets and financial services regulator. ASIC contributes to Australia’s economic reputation and wellbeing by ensuring that Australia's financial markets are fair and transparent, and supported by confident and informed investors and consumers.

The Banned and Disqualified Persons Dataset file on data.gov.au is extracted from ASIC's Banned and Disqualified Registers. This dataset is a point in time snapshot of the Banned and Disqualified Persons Register data.
The dataset provides information on persons that are:

* disqualified from involvement in the management of a corporation
* disqualified from auditing Self-Managed Superannuation Funds (SMSFs) and
* banned from practising in the Australian Financial Services (AFS) or credit industry.

It also provides information about persons that have been:

* banned from the AFS or credit industry and
* banned from the credit industry by a state or territory.

Information provided in this search is taken from the following registers:

* disqualified persons register
* credit banned/disqualified persons register
* AFS banned/disqualified persons register
* banned securities representatives register (pre-AFS licences)
* banned futures representatives register (pre-AFS licences).

Selected data from the registers will be uploaded each week to www.data.gov.au. The data made available will be a snapshot of the register at a point in time. Legislation prescribes the type of information ASIC is allowed to disclose to the public.

There may be multiple instances of identical or similar names in the dataset, with slight differences in address, place of birth, and other details. The data is recorded as it was reported to ASIC and we cannot confirm if these similar records are/are not the same person.

The information in the downloadable dataset includes:

* Register name
* Banned and Disqualified Persons Name
* Banned and Disqualified Persons Type
* Banned and Disqualified Persons Document Number
* Banned and Disqualified Persons Start Date
* Banned and Disqualified Persons End Date
* Banned and Disqualified Persons Address Locality
* Banned and Disqualified Persons Address State
* Banned and Disqualified Persons Address Post Code
* Banned and Disqualified Persons Address Country
* Banned and Disqualified Persons Comments

Additional information about Banned and Disqualified Persons can be found via [ASIC's website](http://www.asic.gov.au/ "ASIC website"). To view some information you may be charged a fee.

More information about searching [ASIC's registers](http://www.asic.gov.au/online-services/search-asics-registers/ "ASIC registers").

Full description

Banned and Disqualified Persons - Help File - Help file as at 14/03/2025
Banned and Disqualified Persons - Current - Banned and Disqualified Persons extract as at 29/04/2025 06:31
Banned and Disqualified Persons - Current - Banned and Disqualified Persons extract as at 29/04/2025 06:31
Banned and Disqualified Persons - Current - Banned and Disqualified Persons extract as at 29/04/2025 06:31

This dataset is part of a larger collection

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Spatial Coverage And Location

text: Australia

Subjects
ASIC | Banned | Banned and Disqualified | Banned and Disqualified Persons | Disqualified | Persons | Register |

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